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 Securities
and investment fraud (stock broker fraud) can
occur at the brokerage home office, by your individual
stockbroker, or through mutual funds. Fraudulent behavior
may be negligent, or may intentionally disregard the investor's
needs, wishes, or position in life. Securities and
investment fraud always involves disregard of the
financial interest of the customer.
Reports of stock market and broker fraud dominate the
news with almost weekly revelations of stock fraud and
new cases of "cooked books", false analyst's reports,
after -hours trading, conflict of interest. Greedy executives
created this situation with the assistance of many famous
brokerage houses, Wall Street stock investment advisors
and analysts, and major accounting firms.
 Previously
well-respected houses like Solomon
Smith Barney and Merrill Lynch,
have already paid billions in fines and penalties. Other
brokerages paying fines include Bear
Stearns, Credit Suisse First Boston, Goldman Sachs, J.
P. Morgan, Lehman Brothers, UBS Paine Webber, Morgan Stanley,
U.S. Bancorp Piper Jaffray. Many mutual funds have
paid millions in penalties. Among the corporations being
cited for improper accounting and fraudlent behavior are
:WorldCom, Enron, Global Crossing, Tyco, Qwest, Adelphia
Communications dozens of others.
In certain circumstances, we may be
able to help you recover your lost money.
A claim for recovery may involve one
of these categories:
- A stock broker not knowing his client's needs
- Churning the account
- An inappropriate investment for the particular client/a
concentration problem
- Conflict of interest
- Fraud
- Inappropriate use of Class B Mutual Fund shares
or tax deferred annuities.
- Failure to take precautionary moves in a declining
market
You may have a claim against your stockbroker to get your
money back. You may also have the right to arbitrate
your claim with the NASD, faster and cheaper than lawsuits.
Call us to pursue your individual arbitration against
your stock broker. Our team of securities fraud lawyers
and experts will evaluate your case for you.
If you are a victim of securities and investment fraud,
please call us for a
to determine if you might have a claim, or send us an
instant e-mail and we
will respond within 24 hours.
Disclaimer:
Colorado Stockbroker Fraud Attorney Disclaimer: Denver
and Breckenridge securities fraud and investor recovery
information offered herein by Gempeler Trial Attorneys
is not formal legal advice, nor the formation of an attorney
client relationship. Each case is different and the outcome
of your securities fraud claim will depend on the merits
of your factual situation and applicable law. An Attorney-Client
relationship is not created by visiting this web site.
No Attorney-Client relationship is created until a retainer
agreement is signed. |
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